FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
QUALCOMM INC |
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(c) |
Name of the party to the offer with which exempt |
ALPHAWAVE IP GROUP PLC |
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(d) |
Date position held/dealing undertaken: |
01 May 2025 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.0001 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
5,934,329 |
0.54% |
5,229,815 |
0.47% |
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(2) Cash-settled derivatives: |
1,975,146 |
0.18% |
87,451 |
0.01% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
920,800 |
0.08% |
7,771,330 |
0.70% |
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|
8,830,275 |
0.80% |
13,088,596 |
1.18% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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USD 0.0001 common |
Purchase |
1733508 |
181.2443 USD |
135.1458 USD |
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USD 0.0001 common |
Sale |
1718506 |
170.0000 USD |
135.0900 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
02 May 2025 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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Identity of the person whose positions/dealings |
BARCLAYS CAPITAL SECURITIES LTD |
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Name of offeror/offeree in relation to whose |
QUALCOMM INC |
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
USD 0.0001 common |
Put Options |
Purchased |
-200,000 |
100.0000 |
American |
18 Dec 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-170,000 |
160.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-55,900 |
100.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-53,600 |
105.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-35,700 |
130.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-29,000 |
170.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-22,200 |
110.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Purchased |
-20,600 |
115.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-19,700 |
150.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-12,200 |
145.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-11,400 |
175.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-10,200 |
155.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-10,000 |
120.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-9,900 |
185.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-8,900 |
140.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-7,800 |
110.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-5,300 |
180.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-5,100 |
190.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-2,100 |
165.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-1,500 |
170.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-500 |
160.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Purchased |
-100 |
200.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
100 |
310.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
200 |
240.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
2,200 |
210.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
2,500 |
250.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
2,600 |
195.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Call Options |
Purchased |
2,600 |
185.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
3,300 |
190.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
4,300 |
270.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
8,800 |
260.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
9,600 |
200.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
11,900 |
195.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Purchased |
21,600 |
185.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Call Options |
Purchased |
31,100 |
190.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Call Options |
Written |
-744,655 |
177.7289 |
European |
28-Apr-25 |
|
USD 0.0001 common |
Call Options |
Written |
-695,450 |
141.1743 |
European |
23-Jun-25 |
|
USD 0.0001 common |
Call Options |
Written |
-563,166 |
180.9207 |
European |
19-Aug-25 |
|
USD 0.0001 common |
Call Options |
Written |
-501,443 |
178.9218 |
European |
22-Jul-25 |
|
USD 0.0001 common |
Call Options |
Written |
-460,513 |
186.1018 |
European |
08-Aug-25 |
|
USD 0.0001 common |
Call Options |
Written |
-455,230 |
191.4793 |
European |
12-Aug-25 |
|
USD 0.0001 common |
Call Options |
Written |
-452,758 |
179.3946 |
European |
18-Jun-25 |
|
USD 0.0001 common |
Call Options |
Written |
-436,362 |
179.2639 |
European |
24-Jun-25 |
|
USD 0.0001 common |
Call Options |
Written |
-341,120 |
145.7435 |
European |
07-Aug-25 |
|
USD 0.0001 common |
Call Options |
Written |
-340,350 |
186.3984 |
European |
24-Oct-25 |
|
USD 0.0001 common |
Call Options |
Written |
-333,219 |
141.0187 |
European |
17-Jun-25 |
|
USD 0.0001 common |
Call Options |
Written |
-317,374 |
163.5057 |
European |
23-Oct-25 |
|
USD 0.0001 common |
Call Options |
Written |
-311,456 |
173.3688 |
European |
06-Apr-26 |
|
USD 0.0001 common |
Call Options |
Written |
-305,532 |
143.8098 |
European |
24-Jun-25 |
|
USD 0.0001 common |
Call Options |
Written |
-216,146 |
143.2774 |
European |
15-Oct-25 |
|
USD 0.0001 common |
Call Options |
Written |
-191,849 |
150.8670 |
European |
18-Aug-25 |
|
USD 0.0001 common |
Call Options |
Written |
-177,221 |
143.1938 |
European |
22-Apr-25 |
|
USD 0.0001 common |
Call Options |
Written |
-100,086 |
153.1754 |
European |
06-Apr-26 |
|
USD 0.0001 common |
Call Options |
Written |
-8,600 |
220.0000 |
American |
14-Oct-25 |
|
USD 0.0001 common |
Call Options |
Written |
-6,900 |
170.0000 |
American |
15-Apr-26 |
|
USD 0.0001 common |
Call Options |
Written |
-5,300 |
180.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Written |
-2,800 |
165.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Call Options |
Written |
-700 |
175.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Written |
100 |
170.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
1,000 |
150.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
2,200 |
120.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
2,500 |
165.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
2,500 |
175.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
2,900 |
160.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
4,800 |
140.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
5,700 |
135.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Written |
5,900 |
145.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
9,400 |
95.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
11,700 |
100.0000 |
American |
19 Sep 2025 |
|
USD 0.0001 common |
Put Options |
Written |
17,100 |
125.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Written |
27,000 |
120.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Written |
28,900 |
105.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Written |
30,000 |
130.0000 |
American |
15 Jan 2027 |
|
USD 0.0001 common |
Put Options |
Written |
30,000 |
130.0000 |
American |
16 Jan 2026 |
|
USD 0.0001 common |
Put Options |
Written |
30,000 |
150.0000 |
American |
20 Jun 2025 |
|
USD 0.0001 common |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Aug 2025 |
|
USD 0.0001 common |
Put Options |
Written |
40,000 |
135.0000 |
American |
18 Jul 2025 |
|
USD 0.0001 common |
Put Options |
Written |
200,000 |
135.0000 |
American |
18 Dec 2026 |
|
USD 0.0001 common |
Put Options |
Written |
318,300 |
140.0000 |
American |
16 Jan 2026 |
|
3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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2025-05-02 12:42:35