FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
AVIVA PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
01 May 2025 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
32 17/19p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
10,002,552 |
0.37% |
18,544,188 |
0.69% |
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(2) Cash-settled derivatives: |
17,894,961 |
0.67% |
9,217,732 |
0.34% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
225,360 |
0.01% |
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|
27,897,513 |
1.04% |
27,987,280 |
1.05% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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32 17/19p ordinary |
Purchase |
361,501 |
5.6000 GBP |
||||
32 17/19p ordinary |
Purchase |
116,270 |
5.6080 GBP |
||||
32 17/19p ordinary |
Purchase |
104,583 |
5.6029 GBP |
||||
32 17/19p ordinary |
Purchase |
50,641 |
5.6085 GBP |
||||
32 17/19p ordinary |
Purchase |
28,702 |
5.6077 GBP |
||||
32 17/19p ordinary |
Purchase |
20,942 |
5.6100 GBP |
||||
32 17/19p ordinary |
Purchase |
18,408 |
5.6129 GBP |
||||
32 17/19p ordinary |
Purchase |
14,848 |
5.6131 GBP |
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32 17/19p ordinary |
Purchase |
12,186 |
5.5872 GBP |
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ADR |
Purchase |
11,292 |
14.9527 USD |
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32 17/19p ordinary |
Purchase |
10,935 |
5.5960 GBP |
||||
32 17/19p ordinary |
Purchase |
10,168 |
5.6103 GBP |
||||
32 17/19p ordinary |
Purchase |
8,171 |
5.6130 GBP |
||||
32 17/19p ordinary |
Purchase |
7,629 |
5.6061 GBP |
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32 17/19p ordinary |
Purchase |
7,183 |
5.6144 GBP |
||||
32 17/19p ordinary |
Purchase |
6,243 |
5.6126 GBP |
||||
32 17/19p ordinary |
Purchase |
4,749 |
5.6027 GBP |
||||
32 17/19p ordinary |
Purchase |
4,259 |
5.6134 GBP |
||||
32 17/19p ordinary |
Purchase |
4,040 |
5.5934 GBP |
||||
32 17/19p ordinary |
Purchase |
3,969 |
5.5817 GBP |
||||
32 17/19p ordinary |
Purchase |
3,948 |
5.6115 GBP |
||||
32 17/19p ordinary |
Purchase |
3,873 |
5.6159 GBP |
||||
32 17/19p ordinary |
Purchase |
3,803 |
5.6136 GBP |
||||
32 17/19p ordinary |
Purchase |
2,800 |
5.6300 GBP |
||||
32 17/19p ordinary |
Purchase |
2,683 |
5.6095 GBP |
||||
32 17/19p ordinary |
Purchase |
2,677 |
5.6137 GBP |
||||
32 17/19p ordinary |
Purchase |
2,564 |
5.6107 GBP |
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ADR |
Purchase |
2,434 |
14.9950 USD |
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32 17/19p ordinary |
Purchase |
2,087 |
5.5824 GBP |
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32 17/19p ordinary |
Purchase |
2,000 |
5.5995 GBP |
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32 17/19p ordinary |
Purchase |
1,946 |
5.6220 GBP |
||||
32 17/19p ordinary |
Purchase |
1,529 |
5.5985 GBP |
||||
32 17/19p ordinary |
Purchase |
1,308 |
5.6128 GBP |
||||
32 17/19p ordinary |
Purchase |
1,127 |
5.6076 GBP |
||||
32 17/19p ordinary |
Purchase |
1,069 |
5.5945 GBP |
||||
32 17/19p ordinary |
Purchase |
1,037 |
5.5820 GBP |
||||
32 17/19p ordinary |
Purchase |
995 |
5.6240 GBP |
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32 17/19p ordinary |
Purchase |
990 |
5.6140 GBP |
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32 17/19p ordinary |
Purchase |
758 |
5.5779 GBP |
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32 17/19p ordinary |
Purchase |
700 |
5.6280 GBP |
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ADR |
Purchase |
686 |
14.9400 USD |
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32 17/19p ordinary |
Purchase |
625 |
5.6040 GBP |
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32 17/19p ordinary |
Purchase |
580 |
5.5920 GBP |
||||
32 17/19p ordinary |
Purchase |
560 |
5.6190 GBP |
||||
32 17/19p ordinary |
Purchase |
448 |
5.6150 GBP |
||||
32 17/19p ordinary |
Purchase |
320 |
5.6180 GBP |
||||
32 17/19p ordinary |
Purchase |
242 |
5.5800 GBP |
||||
32 17/19p ordinary |
Sale |
514,507 |
5.6128 GBP |
||||
32 17/19p ordinary |
Sale |
111,994 |
5.6066 GBP |
||||
32 17/19p ordinary |
Sale |
103,355 |
5.6080 GBP |
||||
32 17/19p ordinary |
Sale |
78,066 |
5.6076 GBP |
||||
32 17/19p ordinary |
Sale |
73,756 |
5.6096 GBP |
||||
32 17/19p ordinary |
Sale |
54,607 |
5.6029 GBP |
||||
32 17/19p ordinary |
Sale |
53,609 |
5.6120 GBP |
||||
32 17/19p ordinary |
Sale |
44,837 |
5.6031 GBP |
||||
32 17/19p ordinary |
Sale |
42,250 |
5.6071 GBP |
||||
32 17/19p ordinary |
Sale |
23,771 |
5.6122 GBP |
||||
32 17/19p ordinary |
Sale |
22,746 |
5.5885 GBP |
||||
32 17/19p ordinary |
Sale |
18,328 |
5.6093 GBP |
||||
32 17/19p ordinary |
Sale |
16,994 |
5.5889 GBP |
||||
32 17/19p ordinary |
Sale |
15,660 |
5.6117 GBP |
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32 17/19p ordinary |
Sale |
11,657 |
5.6109 GBP |
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ADR |
Sale |
11,292 |
14.9527 USD |
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32 17/19p ordinary |
Sale |
10,976 |
5.6161 GBP |
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32 17/19p ordinary |
Sale |
7,284 |
5.6162 GBP |
||||
32 17/19p ordinary |
Sale |
6,181 |
5.6170 GBP |
||||
32 17/19p ordinary |
Sale |
5,754 |
5.6131 GBP |
||||
32 17/19p ordinary |
Sale |
5,570 |
5.5991 GBP |
||||
32 17/19p ordinary |
Sale |
5,406 |
5.6069 GBP |
||||
32 17/19p ordinary |
Sale |
5,337 |
5.6079 GBP |
||||
32 17/19p ordinary |
Sale |
4,355 |
5.5985 GBP |
||||
32 17/19p ordinary |
Sale |
4,098 |
5.6138 GBP |
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32 17/19p ordinary |
Sale |
3,955 |
5.6151 GBP |
||||
32 17/19p ordinary |
Sale |
3,500 |
5.6296 GBP |
||||
32 17/19p ordinary |
Sale |
3,322 |
5.6156 GBP |
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32 17/19p ordinary |
Sale |
3,264 |
5.6059 GBP |
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ADR |
Sale |
2,434 |
14.9950 USD |
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32 17/19p ordinary |
Sale |
2,053 |
5.5900 GBP |
||||
32 17/19p ordinary |
Sale |
1,946 |
5.6220 GBP |
||||
32 17/19p ordinary |
Sale |
1,925 |
5.6048 GBP |
||||
32 17/19p ordinary |
Sale |
1,714 |
5.6100 GBP |
||||
32 17/19p ordinary |
Sale |
1,557 |
5.5893 GBP |
||||
32 17/19p ordinary |
Sale |
1,424 |
5.6036 GBP |
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32 17/19p ordinary |
Sale |
1,308 |
5.6130 GBP |
||||
32 17/19p ordinary |
Sale |
1,294 |
5.6061 GBP |
||||
32 17/19p ordinary |
Sale |
1,037 |
5.5826 GBP |
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32 17/19p ordinary |
Sale |
980 |
5.6000 GBP |
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32 17/19p ordinary |
Sale |
964 |
5.6140 GBP |
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32 17/19p ordinary |
Sale |
911 |
5.6001 GBP |
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32 17/19p ordinary |
Sale |
879 |
5.6075 GBP |
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ADR |
Sale |
686 |
14.9400 USD |
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32 17/19p ordinary |
Sale |
625 |
5.6040 GBP |
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32 17/19p ordinary |
Sale |
590 |
5.5996 GBP |
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32 17/19p ordinary |
Sale |
560 |
5.6197 GBP |
||||
32 17/19p ordinary |
Sale |
342 |
5.5971 GBP |
||||
32 17/19p ordinary |
Sale |
320 |
5.6180 GBP |
||||
32 17/19p ordinary |
Sale |
303 |
5.6181 GBP |
||||
32 17/19p ordinary |
Sale |
289 |
5.5982 GBP |
||||
32 17/19p ordinary |
Sale |
242 |
5.5800 GBP |
||||
32 17/19p ordinary |
Sale |
214 |
5.6086 GBP |
||||
32 17/19p ordinary |
Sale |
180 |
5.5920 GBP |
||||
32 17/19p ordinary |
Sale |
133 |
5.6136 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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32 17/19p ordinary |
SWAP |
Increasing Long |
300 |
5.5732 GBP |
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32 17/19p ordinary |
SWAP |
Increasing Long |
16,994 |
5.5889 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
342 |
5.5971 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
5,570 |
5.5991 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
590 |
5.5996 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
2,611 |
5.6029 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
1,424 |
5.6036 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
15,010 |
5.6066 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
42,250 |
5.6071 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
40,484 |
5.6074 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
879 |
5.6075 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
78,066 |
5.6076 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
17,442 |
5.6077 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
61,248 |
5.6078 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
3,679 |
5.6079 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
30,025 |
5.6080 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
214 |
5.6086 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
1,714 |
5.6100 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
19,895 |
5.6109 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
23,771 |
5.6122 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
7,422 |
5.6126 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
514,507 |
5.6128 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
1,832 |
5.6129 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
5,754 |
5.6131 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
133 |
5.6136 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
4,098 |
5.6138 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
495 |
5.6140 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
1,239 |
5.6151 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
1,519 |
5.6158 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
7,284 |
5.6162 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
6,181 |
5.6170 GBP |
|||
32 17/19p ordinary |
SWAP |
Increasing Long |
303 |
5.6181 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
809 |
5.5995 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
360,521 |
5.6000 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
7,629 |
5.6061 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
139,969 |
5.6080 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
2,135 |
5.6099 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
462 |
5.6100 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
354 |
5.6126 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
6,121 |
5.6132 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
4,259 |
5.6134 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
2,677 |
5.6137 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
280 |
5.6140 GBP |
|||
32 17/19p ordinary |
SWAP |
Decreasing Long |
300 |
5.6187 GBP |
|||
32 17/19p ordinary |
CFD |
Increasing Long |
1,191 |
5.5900 GBP |
|||
32 17/19p ordinary |
CFD |
Increasing Long |
11,437 |
5.5926 GBP |
|||
32 17/19p ordinary |
CFD |
Increasing Long |
22,803 |
5.6090 GBP |
|||
32 17/19p ordinary |
CFD |
Decreasing Long |
12,095 |
5.6142 GBP |
|||
32 17/19p ordinary |
CFD |
Decreasing Long |
2,222 |
5.6183 GBP |
|||
(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
02 May 2025 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
|||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
Name of offeror/offeree in relation to whose |
AVIVA PLC |
||||||
2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
32 17/19p ordinary |
Call Options |
Written |
-120,785 |
5.3305 |
European |
06/06/2026 |
|
32 17/19p ordinary |
Call Options |
Written |
-104,575 |
5.3176 |
European |
05/06/2026 |
|
3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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2025-05-02 15:56:43