TRATON SE 18.12.2019 / 14:06 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. Notification of Major Holdings1. Details of issuer Name: | TRATON SE | Street: | Dachauer Str. 641 | Postal code: | 80995 | City: | München Germany | Legal Entity Identifier (LEI): | 529900UIMQRKPFN6SV80 |
2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | X | Other reason: Voluntary group notification with triggered threshold at a subsidiary level only |
3. Details of person subject to the notification obligation Natural person (first name, surname): Dr. Wolfgang Porsche Date of birth: 10 May 1943 | Natural person (first name, surname): Dr. Dr. Christian Porsche Date of birth: 21 March 1974 | Natural person (first name, surname): Dipl.-Design. Stephanie Porsche-Schröder Date of birth: 11 Feb 1978 | Natural person (first name, surname): Ferdinand Rudolf Wolfgang Porsche Date of birth: 14 Apr 1993 | Natural person (first name, surname): Felix Alexander Porsche Date of birth: 15 Feb 1996 | Natural person (first name, surname): Gerhard Anton Porsche Date of birth: 05 Jun 1938 | Natural person (first name, surname): Dr. Ferdinand Oliver Porsche Date of birth: 13 March 1961 | Natural person (first name, surname): Mag. Mark Philipp Porsche Date of birth: 17 Sep 1977 | Natural person (first name, surname): Kai Alexander Porsche Date of birth: 14 Dec 1964 | Natural person (first name, surname): Dr. Geraldine Porsche Date of birth: 22 Jul 1980 | Natural person (first name, surname): Ing. Hans-Peter Porsche Date of birth: 29 Oct 1940 | Natural person (first name, surname): Peter Daniell Porsche Date of birth: 17 Sep 1973 | Natural person (first name, surname): Dr. Louise Kiesling Date of birth: 16 Jul 1957 | Natural person (first name, surname): Diana Porsche Date of birth: 03 March 1996 |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. VOLKSWAGEN FINANCE LUXEMBURG S.A. |
5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 89.72 % | 0.00 % | 89.72 % | 500000000 | Previous notification | 88.50 % | 1.50 % | 90.00 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000TRAT0N7 | 0 | 448623725 | 0 % | 89.72 % | Total | 448623725 | 89.72 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | | | | % | | | Total | | % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | | | | | % | | | | Total | | % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | Dr. Wolfgang Porsche, Dr. Dr. Christian Porsche, Dipl.-Design. Stephanie Porsche-Schröder, Ferdinand Rudolf Wolfgang Porsche, Felix Alexander Porsche, Gerhard Anton Porsche, | % | % | % | Dr. Ferdinand Oliver Porsche, Mag. Mark Philipp Porsche, Kai Alexander Porsche, Dr. Geraldine Porsche, Ing. Hans-Peter Porsche, Peter Daniell Porsche, Dr. Louise Kiesling, Diana Porsche | % | % | % | Ferdinand Porsche Familien-Privatstiftung | % | % | % | Ferdinand Porsche Familien-Holding GmbH | % | % | % | Ferdinand Alexander Porsche GmbH | % | % | % | Familie Porsche Beteiligung GmbH | % | % | % | Porsche Automobil Holding SE | % | % | % | VOLKSWAGEN AKTIENGESELLSCHAFT | % | % | % | VOLKSWAGEN FINANCE LUXEMBURG S.A. | 89.72 % | % | 89.72 % | | | | | Dr. Wolfgang Porsche, Dr. Dr. Christian Porsche, Dipl.-Design. Stephanie Porsche-Schröder, Ferdinand Rudolf Wolfgang Porsche, Felix Alexander Porsche | % | % | % | Familie WP Holding GmbH | % | % | % | Dr. Wolfgang Porsche Holding GmbH | % | % | % | Ferdinand Alexander Porsche GmbH | % | % | % | Familie Porsche Beteiligung GmbH | % | % | % | Porsche Automobil Holding SE | % | % | % | VOLKSWAGEN AKTIENGESELLSCHAFT | % | % | % | VOLKSWAGEN FINANCE LUXEMBURG S.A. | 89.72 % | % | 89.72 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % |
10. Other explanatory remarks: The 89.72 percent interest (448,623,725 bearer shares) in TRATON SE is transferred from VOLKSWAGEN AKTIENGESELLSCHAFT to VOLKSWAGEN FINANCE LUXEMBURG S.A. as part of an intragroup-restructuring. The respective transfer agreement was concluded on 13 December 2019 and provides that the shares will be transferred from VOLKSWAGEN AKTIENGESELLSCHAFT to VOLKSWAGEN FINANCE LUXEMBURG S.A. on 13 December 2019. |
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